Andrew M. Brophy - Dec 31, 2023 Form 4 Insider Report for HEALTHCARE SERVICES GROUP INC (HCSG)

Role: Principal Accounting Officer
Signature: /s/ Andrew M. Brophy
Stock symbol: HCSG
Transactions as of: Dec 31, 2023
Transactions value $: $10,733
Form type: 4
Date filed: 1/8/2024, 05:07 PM
Previous filing: Feb 28, 2023
Next filing: Feb 27, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HCSG	Common Stock	Award	$0	+4.83K	+132.44%	$0.00	8.47K	Jan 3, 2024	Direct	F1
transaction	HCSG	Common Stock	Options Exercise	$0	+23	+0.27%	$0.00	8.49K	Jan 4, 2024	Direct
transaction	HCSG	Common Stock	Options Exercise	$0	+123	+1.45%	$0.00	8.62K	Jan 3, 2024	Direct
transaction	HCSG	Common Stock	Options Exercise	$0	+141	+1.64%	$0.00	8.76K	Jan 4, 2024	Direct
transaction	HCSG	Common Stock	Options Exercise	$0	+552	+6.3%	$0.00	9.31K	Jan 4, 2024	Direct
transaction	HCSG	Common Stock	Tax liability	$0	-204	-2.19%	$0.00	9.11K	Jan 3, 2024	Direct	F2

Showing 1 to 6 of 6 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Ownership	Footnotes
transaction	HCSG	Phantom Stock	Award	$10.7K	+1.04K	+56.9%	$10.37	2.85K	Dec 31, 2023	Common Stock	1.04K	Direct	F3, F4, F5
transaction	HCSG	Restricted Stock Units	Options Exercise	$0	-23	-100%	$0.00^*	0	Jan 4, 2024	Common Stock	23	Direct	F3, F6
transaction	HCSG	Restricted Stock Units	Options Exercise	$0	-123	-50.2%	$0.00	122	Jan 3, 2024	Common Stock	123	Direct	F3, F7
transaction	HCSG	Restricted Stock Units	Options Exercise	$0	-141	-33.33%	$0.00	282	Jan 4, 2024	Common Stock	141	Direct	F3, F8
transaction	HCSG	Restricted Stock Units	Options Exercise	$0	-552	-24.98%	$0.00	1.66K	Jan 4, 2024	Common Stock	552	Direct	F3, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 3, 2024 grant date.
F2	Amount includes 8,470 unvested restricted stock units
F3	Shares issued at the conversion rate of 1-for-1.
F4	Shares of Phantom Stock are payable in-kind following termination of the Reporting Person's employment with Issuer.
F5	Acquired pursuant to an Issuer contribution under the Healthcare Services Group, Inc. Deferred Compensation Plan.
F6	Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 4, 2019 grant date.
F7	Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 3, 2020 grant date.
F8	Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 4, 2021 grant date.
F9	Restricted Stock Units shall vest at the rate of 20% annually, commencing on the first anniversary of the January 4, 2022 grant date.