David D. Kaiser - 03 Nov 2023 Form 4 Insider Report for ARROW FINANCIAL CORP (AROW)

Reporting relationship: SVP
Issuer ticker: AROW
Reported as of: 03 Nov 2023
Net transaction value: +$24,994
SEC form: 4
Accepted by SEC: 07 Nov 2023, 11:09:57 UTC
Prior SEC filing: 02 Feb 2023
Next SEC filing: 30 May 2024
Source filing: View source filing
Reporting owner signature: Penko Ivanov, Attorney in Fact

Key filing fact

David D. Kaiser filed Form 4 for ARROW FINANCIAL CORP (AROW) on 07 Nov 2023.

Key facts

This page summarizes David D. Kaiser's Form 4 filing for ARROW FINANCIAL CORP (AROW).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 07 Nov 2023, 11:09.

Change

Previous filing in this sequence was filed on 02 Feb 2023.
Current net transaction value: +$24,994.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AROW transaction

Common Stock

Purchase

Transaction value: $24,994
Shares: +1,075
Change %: +22%
Price: $23.25
Shares after: 5,982
Date: 03 Nov 2023
Ownership: Shares held by the revocable Kaiser Family Trust
Footnotes: F2

AROW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 19,419
Date: 03 Nov 2023
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The information provided reflects 110 shares acquired under the Company's DRIP and 321 shares acquired via stock dividend and also reflects an increase of 591 shares related to the 2022 ESOP allocation which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Footnote F2

The information provided reflects 142 shares acquired via stock dividends since February 01, 2023 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.