Key facts
- This page summarizes David D. Kaiser's Form 4 filing for ARROW FINANCIAL CORP (AROW).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 27 Jan 2022, 09:48.
David D. Kaiser - 29 Dec 2021 Form 4 Insider Report for ARROW FINANCIAL CORP (AROW)
- SEC form
- 4
- Accepted by SEC
- 27 Jan 2022, 09:48:07 UTC
- Prior SEC filing
- 10 Sep 2021
- Next SEC filing
- 06 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- Thomas J. Murphy, Attorney in Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David D. Kaiser filed Form 4 for ARROW FINANCIAL CORP (AROW) on 27 Jan 2022.
Change
- Previous filing in this sequence was filed on 10 Sep 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AROW
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -720
- Change %
- -20%
- Price
- $0.000000
- Shares after
- 2,966
- Date
- 29 Dec 2021
- Ownership
- Shares held by the revocable Kaiser Family Trust
- Footnotes
- F2
AROW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,590
- Date
- 29 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AROW
transaction
Derivative
Employee Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +5,000
- Change %
- Price
- $0.000000
- Shares after
- 5,000
- Date
- 26 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,000
- Exercise price
- $35.83
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The information provided reflects 125 shares acquired under the Company's DRIP and 255 shares acquired via stock dividend since September 9, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
Footnote F2
The information provided reflects 107 shares acquired via stock dividends since September 09, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
Footnote F3
The option vests in four equal annual installments beginning January 26, 2023