David D. Kaiser - Dec 29, 2021 Form 4 Insider Report for ARROW FINANCIAL CORP (AROW)

Role
SVP
Signature
Thomas J. Murphy, Attorney in Fact
Stock symbol
AROW
Transactions as of
Dec 29, 2021
Transactions value $
$0
Form type
4
Date filed
1/27/2022, 09:48 AM
Previous filing
Sep 10, 2021
Next filing
Jun 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AROW Common Stock Gift $0 -720 -19.53% $0.00 2.97K Dec 29, 2021 Shares held by the revocable Kaiser Family Trust F2
holding AROW Common Stock 15.6K Dec 29, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AROW Employee Stock Option (Right to Buy) Award $0 +5K $0.00 5K Jan 26, 2022 Common Stock 5K $35.83 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The information provided reflects 125 shares acquired under the Company's DRIP and 255 shares acquired via stock dividend since September 9, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2 The information provided reflects 107 shares acquired via stock dividends since September 09, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F3 The option vests in four equal annual installments beginning January 26, 2023