Thomas J. Murphy - 26 Jan 2022 Form 4 Insider Report for ARROW FINANCIAL CORP (AROW)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 Jan 2022, 09:44:10 UTC
Prior SEC filing
03 Aug 2021
Next SEC filing
02 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Thomas J. Murphy

Key filing fact

Thomas J. Murphy filed Form 4 for ARROW FINANCIAL CORP (AROW) on 27 Jan 2022.

Key facts

  • This page summarizes Thomas J. Murphy's Form 4 filing for ARROW FINANCIAL CORP (AROW).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 27 Jan 2022, 09:44.

Change

  • Previous filing in this sequence was filed on 03 Aug 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AROW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
61,401
Date
26 Jan 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AROW transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+10,000
Change %
Price
$0.000000
Shares after
10,000
Date
26 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$35.83
Footnotes
F2
AROW transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+4,186
Change %
Price
$0.000000
Shares after
4,186
Date
26 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,186
Exercise price
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The information provided reflects 877 shares acquired under the Company's DRIP and 1,605 shares acquired via a stock dividend since August 02, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Footnote F2

The option vests in four equal annual installments beginning January 26, 2023

Footnote F3

Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2025

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