Key facts
- This page summarizes David D. Kaiser's Form 4 filing for ARROW FINANCIAL CORP (AROW).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 May 2021, 16:47.
David D. Kaiser - 10 May 2021 Form 4 Insider Report for ARROW FINANCIAL CORP (AROW)
- Reporting relationship
- SVP
- Issuer ticker
- AROW
- Reported as of
- 10 May 2021
- Net transaction value
- -$11.29
- SEC form
- 4
- Accepted by SEC
- 11 May 2021, 16:47:50 UTC
- Next SEC filing
- 10 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- Thomas J. Murphy, Attorney in Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
David D. Kaiser filed Form 4 for ARROW FINANCIAL CORP (AROW) on 11 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$11.29.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AROW
transaction
Common Stock
Tax liability
- Transaction value
- $63,567
- Shares
- -1,683
- Change %
- -14%
- Price
- $37.77
- Shares after
- 10,755
- Date
- 10 May 2021
- Ownership
- Direct
- Footnotes
- F1
AROW
transaction
Common Stock
Options Exercise
- Transaction value
- $63,556
- Shares
- +3,137
- Change %
- +29%
- Price
- $20.26
- Shares after
- 13,892
- Date
- 10 May 2021
- Ownership
- Direct
AROW
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,579
- Date
- 10 May 2021
- Ownership
- Shares held by the revocable Kaiser Family Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AROW
transaction
Derivative
Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -3,137
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 10 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,137
- Exercise price
- $20.26
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The information provided reflects 47 shares acquired under the Company's DRIP and 539 shares related to the 2020 ESOP allocation which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
Footnote F2
The option vests in four equal annual installments beginning January 25, 2013