Jeffrey A. Stopko - 27 Oct 2021 Form 4 Insider Report for AMERISERV FINANCIAL INC /PA/ (ASRV)

Role: President & CEO ASRV & Bank
Signature: Sharon M. Callihan, Attorney-in-Fact
Issuer symbol: ASRV
Transactions as of: 27 Oct 2021
Net transactions value: +$17,875
Form type: 4
Filing time: 27 Oct 2021, 11:43:28 UTC
Previous filing: 07 Sep 2021
Next filing: 22 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASRV	Common	Options Exercise	$17,875	+6,500	+7.5%	$2.75	93,511	27 Oct 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ASRV	Common Stock (Right to Buy)	Options Exercise	$0	-6,500	-30%	$0.000000	15,500	27 Oct 2021	Common	6,500	$2.75	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	38,262 shares are held jointly with Mr. Stopko's wife.
F2	The options vest in three equal annual installments beginning on 3/15/13 subject to acceleration or forfeiture in certain specified circumstances.