| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LRCX | Common Stock | Options Exercise | $816K | +1.36K | +17.1% | $598.81 | 9.33K | Mar 11, 2024 | Direct | F1, F2 |
| transaction | LRCX | Common Stock | Sale | -$277K | -300 | -3.22% | $924.68 | 9.03K | Mar 11, 2024 | Direct | F1, F2, F3 |
| transaction | LRCX | Common Stock | Sale | -$297K | -321 | -3.56% | $925.78 | 8.71K | Mar 11, 2024 | Direct | F1, F2, F4 |
| transaction | LRCX | Common Stock | Sale | -$248K | -268 | -3.08% | $927.00 | 8.44K | Mar 11, 2024 | Direct | F1, F2, F5 |
| transaction | LRCX | Common Stock | Sale | -$112K | -121 | -1.43% | $928.10 | 8.32K | Mar 11, 2024 | Direct | F1, F2, F6 |
| transaction | LRCX | Common Stock | Sale | -$114K | -123 | -1.48% | $929.25 | 8.2K | Mar 11, 2024 | Direct | F1, F2, F7 |
| transaction | LRCX | Common Stock | Sale | -$94K | -101 | -1.23% | $930.73 | 8.09K | Mar 11, 2024 | Direct | F1, F2, F8 |
| transaction | LRCX | Common Stock | Sale | -$93.3K | -100 | -1.24% | $933.32 | 7.99K | Mar 11, 2024 | Direct | F1, F2 |
| transaction | LRCX | Common Stock | Sale | -$26.3K | -28 | -0.35% | $939.93 | 7.97K | Mar 11, 2024 | Direct | F1, F2 |
| transaction | LRCX | Common Stock | Options Exercise | $1.1M | +2.03K | +25.43% | $540.57 | 9.99K | Mar 11, 2024 | Direct | F1, F2 |
| transaction | LRCX | Common Stock | Sale | -$277K | -300 | -3% | $924.26 | 9.69K | Mar 11, 2024 | Direct | F1, F2, F9 |
| transaction | LRCX | Common Stock | Sale | -$185K | -200 | -2.06% | $925.29 | 9.49K | Mar 11, 2024 | Direct | F1, F2, F10 |
| transaction | LRCX | Common Stock | Sale | -$306K | -330 | -3.48% | $925.97 | 9.16K | Mar 11, 2024 | Direct | F1, F2, F11 |
| transaction | LRCX | Common Stock | Sale | -$302K | -325 | -3.55% | $927.86 | 8.84K | Mar 11, 2024 | Direct | F1, F2, F12 |
| transaction | LRCX | Common Stock | Sale | -$434K | -467 | -5.28% | $929.63 | 8.37K | Mar 11, 2024 | Direct | F1, F2, F13 |
| transaction | LRCX | Common Stock | Sale | -$190K | -204 | -2.44% | $930.66 | 8.17K | Mar 11, 2024 | Direct | F1, F2, F14 |
| transaction | LRCX | Common Stock | Sale | -$163K | -175 | -2.14% | $934.18 | 7.99K | Mar 11, 2024 | Direct | F1, F2, F15 |
| transaction | LRCX | Common Stock | Sale | -$23.5K | -25 | -0.31% | $938.50 | 7.97K | Mar 11, 2024 | Direct | F1, F2 |
| transaction | LRCX | Common Stock | Options Exercise | $691K | +1.41K | +17.66% | $490.92 | 9.37K | Mar 11, 2024 | Direct | F1, F2 |
| transaction | LRCX | Common Stock | Sale | -$328K | -355 | -3.79% | $924.38 | 9.02K | Mar 11, 2024 | Direct | F1, F2, F16 |
| transaction | LRCX | Common Stock | Sale | -$74K | -80 | -0.89% | $925.34 | 8.94K | Mar 11, 2024 | Direct | F1, F2 |
| transaction | LRCX | Common Stock | Sale | -$222K | -240 | -2.69% | $926.67 | 8.7K | Mar 11, 2024 | Direct | F1, F2, F17 |
| transaction | LRCX | Common Stock | Sale | -$284K | -306 | -3.52% | $928.64 | 8.39K | Mar 11, 2024 | Direct | F1, F2, F18 |
| transaction | LRCX | Common Stock | Sale | -$149K | -160 | -1.91% | $929.62 | 8.23K | Mar 11, 2024 | Direct | F1, F2, F13 |
| transaction | LRCX | Common Stock | Sale | -$58.6K | -63 | -0.77% | $930.67 | 8.17K | Mar 11, 2024 | Direct | F1, F2, F19 |
| transaction | LRCX | Common Stock | Sale | -$98.8K | -106 | -1.3% | $932.17 | 8.06K | Mar 11, 2024 | Direct | F1, F2, F20 |
| transaction | LRCX | Common Stock | Sale | -$74.7K | -80 | -0.99% | $933.99 | 7.98K | Mar 11, 2024 | Direct | F1, F2 |
| transaction | LRCX | Common Stock | Sale | -$16K | -17 | -0.21% | $938.50 | 7.97K | Mar 11, 2024 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LRCX | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -1.36K | -100% | $0.00* | 0 | Mar 11, 2024 | Common Stock | 1.36K | $598.81 | Direct | F1, F21 |
| transaction | LRCX | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -2.03K | -66.67% | $0.00 | 1.01K | Mar 11, 2024 | Common Stock | 2.03K | $540.57 | Direct | F1, F22 |
| transaction | LRCX | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -1.41K | -33.33% | $0.00 | 2.81K | Mar 11, 2024 | Common Stock | 1.41K | $490.92 | Direct | F1, F23 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2023. |
| F2 | The amount reported includes shares subject to unvested restricted stock units. |
| F3 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $924.27 to $924.98, inclusive. |
| F4 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $925.43 to $926.26, inclusive. |
| F5 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $926.70 to $927.70, inclusive. |
| F6 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $927.85 to $928.36, inclusive. |
| F7 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $929.03 to $929.85, inclusive. |
| F8 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $930.46 to $931.22, inclusive. |
| F9 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $923.95 to $924.43, inclusive. |
| F10 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $925.09 to $925.49, inclusive. |
| F11 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $925.62 to $926.47, inclusive. |
| F12 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $927.26 to $928.20, inclusive. |
| F13 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $929.23 to $930.00, inclusive. |
| F14 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $930.47 to $930.85, inclusive. |
| F15 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $934.05 to $934.35, inclusive. |
| F16 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $923.79 to $924.71, inclusive. |
| F17 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $926.47 to $927.02, inclusive. |
| F18 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $928.21 to $929.05, inclusive. |
| F19 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $930.30 to $930.98, inclusive. |
| F20 | The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $931.70 to $932.32, inclusive. |
| F21 | The stock options will become exercisable in three equal installments on 3/1/2022, 03/1/2023, and 3/2/2024. |
| F22 | The stock options will become exercisable in three equal installments on 3/1/2023, 03/1/2024, and 3/2/2025 |
| F23 | The stock options will become exercisable in three equal installments on 03/01/2024, 03/01/2025, and 03/01/2026. |
This is form one of two forms, to report the 10b5-1 transactions dated March 11, 2024.