| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LRCX | Common Stock | Sale | -$6.04M | -8.5K | -8.95% | $710.24 | 86.4K | Dec 11, 2023 | Direct | F1, F2 |
| holding | LRCX | Common Stock | 4.8K | Dec 11, 2023 | By 401(k) | ||||||
| holding | LRCX | Common Stock | 567 | Dec 11, 2023 | By Spouse 401(k) |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2023. |
| F2 | The amount reported includes shares subject to unvested restricted stock units. |