(HBNC)

Role: EVP, Sr. Retail & Mort Lending
Signature: /s/ Mark E. Secor, as Attorney-in-Fact for Noe S. Najera
Stock symbol: HBNC
Transactions as of: Sep 11, 2023
Transactions value $: -$16,653
Form type: 4
Date filed: 9/13/2023, 01:33 PM
Previous filing: Apr 26, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HBNC	Common Stock	Other	-$16.7K	-1.55K	-48.26%	$10.73	1.66K	Sep 11, 2023	By Thrift Plan	F1, F2
holding	HBNC	Common Stock						16.9K	Sep 11, 2023	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	On September 11, 2023, the reporting person disposed of 1,552 shares which were originally purchased under the Horizon Bancorp, Inc. Employees' Thrift Plan (the "Thrift Plan"). However, purchases of Horizon Bancorp, Inc. common stock are not permitted to be made under the terms of the Thrift Plan. Therefore, upon discovery of the erroneous transaction, the original transaction was rescinded through the reported disposition by the reporting person.
F2	Adjusted to reflect the reallocation of 94 forfeited shares within the Thrift Plan to the reporting person's account after the date of the reporting person's last ownership report.

Content

On September 11, 2023, the reporting person disposed of 1,552 shares which were originally purchased under the Horizon Bancorp, Inc. Employees' Thrift Plan (the "Thrift Plan"). However, purchases of Horizon Bancorp, Inc. common stock are not permitted to be made under the terms of the Thrift Plan. Therefore, upon discovery of the erroneous transaction, the original transaction was rescinded through the reported disposition by the reporting person.

Adjusted to reflect the reallocation of 94 forfeited shares within the Thrift Plan to the reporting person's account after the date of the reporting person's last ownership report.