Kathie A. DeRuiter - 09 Nov 2021 Form 4 Insider Report for HORIZON BANCORP INC /IN/ (HBNC)

Role
Executive Vice President
Signature
/s/ Mark E. Secor, Attorney-in-Fact for Kathie A. DeRuiter
Issuer symbol
HBNC
Transactions as of
09 Nov 2021
Net transactions value
$0
Form type
4
Filing time
15 Nov 2021, 10:22:17 UTC
Next filing
17 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HBNC Common Stock Options Exercise $89,272 +4,416 +69% $20.22 10,785 09 Nov 2021 Direct
transaction HBNC Common Stock Sale $89,272 -4,416 -41% $20.22 6,369 09 Nov 2021 Direct
transaction HBNC Common Stock Options Exercise $8,127 +402 +6.3% $20.22 6,771 09 Nov 2021 Direct
transaction HBNC Common Stock Sale $8,127 -402 -5.9% $20.22 6,369 09 Nov 2021 Direct
transaction HBNC Common Stock Options Exercise $70,278 +3,492 +55% $20.13 9,861 10 Nov 2021 Direct
transaction HBNC Common Stock Sale $70,278 -3,492 -35% $20.13 6,369 10 Nov 2021 Direct
transaction HBNC Common Stock Options Exercise $107,791 +5,356 +84% $20.13 11,725 10 Nov 2021 Direct
transaction HBNC Common Stock Sale $107,791 -5,356 -46% $20.13 6,369 10 Nov 2021 Direct
transaction HBNC Common Stock Options Exercise $208,236 +10,347 +162% $20.13 16,716 10 Nov 2021 Direct
transaction HBNC Common Stock Sale $208,236 -10,347 -62% $20.13 6,369 10 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HBNC Stock Options Options Exercise $0 -4,416 -100% $0.000000* 0 09 Nov 2021 Common Stock 4,416 $8.99 Direct F1
transaction HBNC Stock Options Options Exercise $0 -402 -10% $0.000000 3,492 09 Nov 2021 Common Stock 402 $9.87 Direct F2
transaction HBNC Stock Options Options Exercise $0 -3,492 -100% $0.000000* 0 10 Nov 2021 Common Stock 3,492 $9.87 Direct F2
transaction HBNC Stock Options Options Exercise $0 -5,356 -100% $0.000000* 0 10 Nov 2021 Common Stock 5,356 $10.59 Direct F3
transaction HBNC Stock Options Options Exercise $0 -10,347 -100% $0.000000* 0 10 Nov 2021 Common Stock 10,347 $10.38 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option was granted on 06/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
F2 The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
F3 The option was granted on 03/17/2015 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
F4 The option was granted on 03/15/2016 and vested in three equal annual installments beginning on the first anniversary of the date of grant.