Kathie A. DeRuiter - Nov 9, 2021 Form 4 Insider Report for HORIZON BANCORP INC /IN/ (HBNC)

Role
Executive Vice President
Signature
/s/ Mark E. Secor, Attorney-in-Fact for Kathie A. DeRuiter
Stock symbol
HBNC
Transactions as of
Nov 9, 2021
Transactions value $
$0
Form type
4
Date filed
11/15/2021, 10:22 AM
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HBNC Common Stock Options Exercise $89.3K +4.42K +69.34% $20.22 10.8K Nov 9, 2021 Direct
transaction HBNC Common Stock Sale -$89.3K -4.42K -40.95% $20.22 6.37K Nov 9, 2021 Direct
transaction HBNC Common Stock Options Exercise $8.13K +402 +6.31% $20.22 6.77K Nov 9, 2021 Direct
transaction HBNC Common Stock Sale -$8.13K -402 -5.94% $20.22 6.37K Nov 9, 2021 Direct
transaction HBNC Common Stock Options Exercise $70.3K +3.49K +54.83% $20.13 9.86K Nov 10, 2021 Direct
transaction HBNC Common Stock Sale -$70.3K -3.49K -35.41% $20.13 6.37K Nov 10, 2021 Direct
transaction HBNC Common Stock Options Exercise $108K +5.36K +84.09% $20.13 11.7K Nov 10, 2021 Direct
transaction HBNC Common Stock Sale -$108K -5.36K -45.68% $20.13 6.37K Nov 10, 2021 Direct
transaction HBNC Common Stock Options Exercise $208K +10.3K +162.46% $20.13 16.7K Nov 10, 2021 Direct
transaction HBNC Common Stock Sale -$208K -10.3K -61.9% $20.13 6.37K Nov 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HBNC Stock Options Options Exercise $0 -4.42K -100% $0.00* 0 Nov 9, 2021 Common Stock 4.42K $8.99 Direct F1
transaction HBNC Stock Options Options Exercise $0 -402 -10.32% $0.00 3.49K Nov 9, 2021 Common Stock 402 $9.87 Direct F2
transaction HBNC Stock Options Options Exercise $0 -3.49K -100% $0.00* 0 Nov 10, 2021 Common Stock 3.49K $9.87 Direct F2
transaction HBNC Stock Options Options Exercise $0 -5.36K -100% $0.00* 0 Nov 10, 2021 Common Stock 5.36K $10.59 Direct F3
transaction HBNC Stock Options Options Exercise $0 -10.3K -100% $0.00* 0 Nov 10, 2021 Common Stock 10.3K $10.38 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option was granted on 06/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
F2 The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
F3 The option was granted on 03/17/2015 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
F4 The option was granted on 03/15/2016 and vested in three equal annual installments beginning on the first anniversary of the date of grant.