Judi Giem - Jun 12, 2024 Form 4/A - Amendment Insider Report for TRICO BANCSHARES / (TCBK)

Role
Chief Human Resources Officer
Signature
/s/Judi Giem by Janine Howard, Attorney-in-Fact
Stock symbol
TCBK
Transactions as of
Jun 12, 2024
Transactions value $
-$8,921
Form type
4/A - Amendment
Date filed
10/23/2024, 03:16 PM
Date Of Original Report
Jun 13, 2024
Previous filing
Jun 6, 2024
Next filing
Oct 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +405 +17.98% 2.66K Jun 12, 2024 Direct F1
transaction TCBK Common Stock Tax liability -$8.92K -236 -8.88% $37.80 2.42K Jun 12, 2024 Direct F2
transaction TCBK Common Stock Options Exercise +28 28 Jun 12, 2024 By Spouse F3
holding TCBK Common Stock 714 Jun 12, 2024 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Restricted Stock Unit Options Exercise $0 -405 -12.3% $0.00 2.89K Jun 12, 2024 Common Stock 405 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023. Price per share on vesting date (6/12/2024) is $37.80.
F2 Reflects shares withheld to pay toward tax liability.
F3 33.3% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6/12/2023 to spouse of reporting person (employee of Tri Counties Bank, subsidiary of TriCo Bancshares). The price per share on vesting date (6/12/2024) was $37.80. This transaction was inadvertently left off the Form 4 filed by reporting person on 6/13/2024.