Sean Denham - 18 Mar 2024 Form 4/A Insider Report for SEI INVESTMENTS CO (SEIC)

Role
Executive Vice President
Signature
/s/ Sean Denham, by Diane Gallagher, attorney in fact
Issuer symbol
SEIC
Transactions as of
18 Mar 2024
Net transactions value
$0
Form type
4/A
Filing time
28 Mar 2024, 12:32:27 UTC
Date Of Original Report
18 Mar 2024
Next filing
16 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Award +45,000 45,000 18 Mar 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Award +22,500 22,500 18 Mar 2024 Common Stock 22,500 $68.74 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Received as employment compensation.
F2 Consists of Restricted Stock Units subject to vesting.
F3 This Amendment corrects the Exercise Price incorrectly stated in the Form 4 filed on March 18, 2024.
F4 Vest (a) as to 50% of the shares on the later of December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than December 31, 2025, in each case based upon audited financial statements of the Issuer and subject to certain adjustments; and (b) as to 100% of the shares on the later of December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than December 31, 2027, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.