James Cipriano - 29 Feb 2024 Form 3 Insider Report for SEI INVESTMENTS CO (SEIC)

Role: Executive Vice President
Signature: /s/ James Cipriano, by Diane Gallagher, attorney in fact
Issuer symbol: SEIC
Transactions as of: 29 Feb 2024
Net transactions value: $0
Form type: 3
Filing time: 28 Mar 2024, 10:11:36 UTC
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SEIC	Common Stock						17,297	29 Feb 2024	Direct	F1
holding	SEIC	Common Stock						10,768	29 Feb 2024	By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	5,000	$40.64	Direct
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	5,000	$40.64	Direct
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	6,250	$53.34	Direct
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	6,250	$53.34	Direct
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	8,750	$49.63	Direct
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	8,750	$49.63	Direct
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	15,000	$71.12	Direct	F2
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	17,000	$48.47	Direct	F3
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	20,000	$64.43	Direct	F3
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	35,000	$56.54	Direct	F4
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	45,000	$60.46	Direct	F5
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	13,500	$61.81	Direct	F6
holding	SEIC	Option to Purchase Common Stock							29 Feb 2024	Common Stock	25,000	$62.00	Direct	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes (i) 5,300 restricted stock units subject to vesting, received as employment compensation and (ii) 1,997 shares purchased through the issuer's Employee Stock Purchase Plan.
F2	(a) Vested as to 50% of the shares on December 31, 2021; and (b) will vest as to 100% of the shares on the year in which the Company has adjusted earnings per share or EPS of $5.50 or more.
F3	(a) Vested as to 50% of the shares on December 31, 2021; and (b) will vest as to 100% of the shares on December 31 of the year in which the Company has adjusted earnings per share or EPS of $6.00 or more.
F4	(a) Vested as to 50% of the shares on December 31, 2022; and (b) will vest as to 100% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.35 or more, or December 31, 2024.
F5	Vest (a) as to 50% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.75 or more, or December 31, 2023; and (b) as to 100% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $7.00 or more, or December 31, 2025.
F6	Vest (a) as to 50% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.00 or more, or December 31, 2024; and (b) as to 100% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $6.25 or more, or December 31, 2026.
F7	Vest (a) as to 50% of the shares on the later of December 31 of the year in which the Company has adjusted earnings per share or EPS of $5.25 or more, or December 31, 2025; and (b) as to 100% of the shares on December 31 of the year in which the Company has adjusted earnings per share or EPS of $7.10 or more, or December 31, 2027.