Sean Denham - Mar 18, 2024 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Signature
/s/ Sean Denham, by Diane Gallagher, attorney in fact
Stock symbol
SEIC
Transactions as of
Mar 18, 2024
Transactions value $
$0
Form type
4
Date filed
3/18/2024, 02:11 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC COMMON STOCK Award +45K 45K Mar 18, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Award +22.5K 22.5K Mar 18, 2024 COMMON STOCK 22.5K $62.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of Restricted Stock Units subject to vesting.
F2 Received as employment compensation.
F3 Vest (a) as to 50% of the shares on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than December 31, 2025, in each case based upon audited financial statements of the Issuer and subject to certain adjustments; and (b) as to 100% of the shares on December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than December 31, 2027, in each case based upon audited financial statements of the Issuer and subject to certain adjustments.