Sanjay Sharma - 12 Feb 2024 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Role
* Executive Vice President and Global Head of Private Banking & Wealth Management, SEI
Signature
/s/ Sanjay Sharma by Diane M. Gallagher, attorney in fact
Issuer symbol
SEIC
Transactions as of
12 Feb 2024
Net transactions value
-$398,400
Form type
4
Filing time
14 Feb 2024, 11:57:46 UTC
Previous filing
19 Dec 2023
Next filing
16 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEIC Common Stock Options Exercise $609,600 +15,000 +89% $40.64 31,895 12 Feb 2024 Direct
transaction SEIC Common Stock Sale $1,008,000 -15,000 -47% $67.20 16,895 12 Feb 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEIC Option to Purchase Common Stock Options Exercise -7,500 -100% 0 12 Feb 2024 Common Stock 7,500 $40.64 Direct F2
transaction SEIC Option to Purchase Common Stock Options Exercise -7,500 -100% 0 12 Feb 2024 Common Stock 7,500 $40.64 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average of a range of sale prices from $66.75 to $67.54. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
F2 Received as employment compensation
F3 In the Form 3 filed by the reporting person on April 5, 2023 to report the grant of these options, Column 2 in Table II incorrectly reflected the date exercisable as February 23, 2022, when it should have reflected the date exercisable as December 31, 2021.

Remarks:

* Executive Vice President and Global Head of Private Banking & Wealth Management, SEI