David L. Koehler - Dec 11, 2023 Form 4 Insider Report for AUTONATION, INC. (AN)

Role
COO, Non-Franchised Business
Signature
/s/ C. Coleman Edmunds, Attorney-in-Fact
Stock symbol
AN
Transactions as of
Dec 11, 2023
Transactions value $
-$317,120
Form type
4
Date filed
3/5/2024, 06:12 PM
Previous filing
Mar 10, 2023
Next filing
Dec 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AN Common Stock, par value $0.01 per share Options Exercise +1.78K +32.05% 7.32K Mar 1, 2024 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +1.23K +16.83% 8.55K Mar 1, 2024 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +910 +10.64% 9.46K Mar 1, 2024 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +863 +9.12% 10.3K Mar 1, 2024 Direct F1
transaction AN Common Stock, par value $0.01 per share Tax liability -$269K -1.77K -17.15% $151.98 8.56K Mar 1, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AN Restricted Stock Units Tax liability -$9.4K -69 -3.74% $136.26 1.78K Dec 11, 2023 Common Stock, par value $0.01 per share 69 Direct F2, F3
transaction AN Restricted Stock Units Tax liability -$13.6K -100 -3.75% $136.26 2.57K Dec 11, 2023 Common Stock, par value $0.01 per share 100 Direct F3, F4
transaction AN Restricted Stock Units Tax liability -$10.1K -74 -3.76% $136.26 1.89K Dec 11, 2023 Common Stock, par value $0.01 per share 74 Direct F3, F5
transaction AN Restricted Stock Units Tax liability -$14.9K -109 -3.74% $136.26 2.81K Dec 11, 2023 Common Stock, par value $0.01 per share 109 Direct F3, F6
transaction AN Restricted Stock Units Options Exercise $0 -1.78K -100% $0.00* 0 Mar 1, 2024 Common Stock, par value $0.01 per share 1.78K Direct F1, F2
transaction AN Restricted Stock Units Options Exercise $0 -1.23K -48.03% $0.00 1.33K Mar 1, 2024 Common Stock, par value $0.01 per share 1.23K Direct F1, F4
transaction AN Restricted Stock Units Options Exercise $0 -910 -48.05% $0.00 984 Mar 1, 2024 Common Stock, par value $0.01 per share 910 Direct F1, F5
transaction AN Restricted Stock Units Options Exercise $0 -863 -30.76% $0.00 1.94K Mar 1, 2024 Common Stock, par value $0.01 per share 863 Direct F1, F6
transaction AN Restricted Stock Units Award $0 +2.63K $0.00 2.63K Mar 1, 2024 Common Stock, par value $0.01 per share 2.63K Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2 The reporting person received a grant of 7,381 restricted stock units on March 2, 2020. The restricted stock units vested in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024.
F3 Reflects the withholding of restricted stock units by the registrant to satisfy FICA and related income tax obligations arising from the reporting person being eligible for retirement treatment.
F4 The reporting person received a grant of 5,329 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof.
F5 The reporting person received a grant of 2,953 restricted stock units on March 8, 2022. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof.
F6 The reporting person received a grant of 2,915 restricted stock units on March 1, 2023. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.
F7 The restricted stock units were granted on March 1, 2024 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.