C. Coleman Edmunds - 01 Mar 2022 Form 4 Insider Report for AUTONATION, INC. (AN)

Role
EVP, Gen Counsel & Corp Sec
Signature
/s/ C. Coleman Edmunds
Issuer symbol
AN
Transactions as of
01 Mar 2022
Net transactions value
-$726,931
Form type
4
Filing time
03 Mar 2022, 17:53:08 UTC
Previous filing
17 Feb 2022
Next filing
13 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AN Common Stock, par value $0.01 per share Options Exercise +3,391 +14% 27,248 01 Mar 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +5,254 +19% 32,502 01 Mar 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +4,921 +15% 37,423 01 Mar 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +3,060 +8.2% 40,483 01 Mar 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Tax liability $726,931 -6,441 -16% $112.86 34,042 01 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AN Restricted Stock Units Options Exercise $0 -3,391 -100% $0.000000* 0 01 Mar 2022 Common Stock, par value $0.01 per share 3,391 Direct F1, F2
transaction AN Restricted Stock Units Options Exercise $0 -5,254 -50% $0.000000 5,255 01 Mar 2022 Common Stock, par value $0.01 per share 5,254 Direct F1, F3
transaction AN Restricted Stock Units Options Exercise $0 -4,921 -33% $0.000000 9,842 01 Mar 2022 Common Stock, par value $0.01 per share 4,921 Direct F1, F4
transaction AN Restricted Stock Units Options Exercise $0 -3,060 -25% $0.000000 9,183 01 Mar 2022 Common Stock, par value $0.01 per share 3,060 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2 The reporting person received a grant of 13,561 restricted stock units on March 1, 2018. The restricted stock units vested in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F3 The reporting person received a grant of 21,018 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F4 The reporting person received a grant of 19,683 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F5 The reporting person received a grant of 12,243 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.