C. Coleman Edmunds - Mar 1, 2022 Form 4 Insider Report for AUTONATION, INC. (AN)

Role
EVP, Gen Counsel & Corp Sec
Signature
/s/ C. Coleman Edmunds
Stock symbol
AN
Transactions as of
Mar 1, 2022
Transactions value $
-$726,931
Form type
4
Date filed
3/3/2022, 05:53 PM
Previous filing
Feb 17, 2022
Next filing
May 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AN Common Stock, par value $0.01 per share Options Exercise +3.39K +14.21% 27.2K Mar 1, 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +5.25K +19.28% 32.5K Mar 1, 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +4.92K +15.14% 37.4K Mar 1, 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +3.06K +8.18% 40.5K Mar 1, 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Tax liability -$727K -6.44K -15.91% $112.86 34K Mar 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AN Restricted Stock Units Options Exercise $0 -3.39K -100% $0.00* 0 Mar 1, 2022 Common Stock, par value $0.01 per share 3.39K Direct F1, F2
transaction AN Restricted Stock Units Options Exercise $0 -5.25K -50% $0.00 5.26K Mar 1, 2022 Common Stock, par value $0.01 per share 5.25K Direct F1, F3
transaction AN Restricted Stock Units Options Exercise $0 -4.92K -33.33% $0.00 9.84K Mar 1, 2022 Common Stock, par value $0.01 per share 4.92K Direct F1, F4
transaction AN Restricted Stock Units Options Exercise $0 -3.06K -24.99% $0.00 9.18K Mar 1, 2022 Common Stock, par value $0.01 per share 3.06K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2 The reporting person received a grant of 13,561 restricted stock units on March 1, 2018. The restricted stock units vested in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F3 The reporting person received a grant of 21,018 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F4 The reporting person received a grant of 19,683 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F5 The reporting person received a grant of 12,243 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.