Christopher Cade - Mar 1, 2022 Form 4 Insider Report for AUTONATION, INC. (AN)

Role
SVP and CAO
Signature
/s/ C. Coleman Edmunds, Attorney-in-Fact
Stock symbol
AN
Transactions as of
Mar 1, 2022
Transactions value $
-$614,184
Form type
4
Date filed
3/3/2022, 05:49 PM
Next filing
Apr 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AN Common Stock, par value $0.01 per share Options Exercise +2.03K 2.03K Mar 1, 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +3.58K +176.11% 5.62K Mar 1, 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +2.84K +50.55% 8.46K Mar 1, 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +3.98K +47.01% 12.4K Mar 1, 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise +1.64K +13.19% 14.1K Mar 1, 2022 Direct F1
transaction AN Common Stock, par value $0.01 per share Tax liability -$614K -5.44K -38.68% $112.86 8.63K Mar 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AN Restricted Stock Units Options Exercise $0 -2.03K -100% $0.00* 0 Mar 1, 2022 Common Stock, par value $0.01 per share 2.03K Direct F1, F2
transaction AN Restricted Stock Units Options Exercise $0 -3.58K -49.99% $0.00 3.58K Mar 1, 2022 Common Stock, par value $0.01 per share 3.58K Direct F1, F3
transaction AN Restricted Stock Units Options Exercise $0 -2.84K -33.33% $0.00 5.68K Mar 1, 2022 Common Stock, par value $0.01 per share 2.84K Direct F1, F4
transaction AN Restricted Stock Units Options Exercise $0 -3.98K -100% $0.00* 0 Mar 1, 2022 Common Stock, par value $0.01 per share 3.98K Direct F1, F5
transaction AN Restricted Stock Units Options Exercise $0 -1.64K -24.99% $0.00 4.92K Mar 1, 2022 Common Stock, par value $0.01 per share 1.64K Direct F1, F6
transaction AN Restricted Stock Units Award $0 +4.43K $0.00 4.43K Mar 1, 2022 Common Stock, par value $0.01 per share 4.43K Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2 The reporting person received a grant of 8,136 restricted stock units on March 1, 2018. The restricted stock units vested in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F3 The reporting person received a grant of 14,330 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F4 The reporting person received a grant of 11,355 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F5 The reporting person received a grant of 7,949 restricted stock units on March 2, 2020. The restricted stock units vested in 50% annual increments on March 2, 2021 and March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F6 The reporting person received a grant of 6,559 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F7 The restricted stock units were granted on March 1, 2022 and will vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.