JACKSON MICHAEL J - 28 Jul 2021 Form 4 Insider Report for AUTONATION, INC. (AN)

Role
CEO and Director, Director
Signature
/s/ C. Coleman Edmunds, Attorney-in-Fact
Issuer symbol
AN
Transactions as of
28 Jul 2021
Net transactions value
-$6,093,297
Form type
4
Filing time
30 Jul 2021, 17:04:20 UTC
Previous filing
23 Jul 2021
Next filing
06 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AN Common Stock, par value $0.01 per share Options Exercise $2,517,868 +47,932 +42% $52.53 163,217 28 Jul 2021 Direct
transaction AN Common Stock, par value $0.01 per share Sale $5,605,676 -47,932 -29% $116.95 115,285 28 Jul 2021 Direct F1
transaction AN Common Stock, par value $0.01 per share Options Exercise $2,782,298 +47,732 +41% $58.29 163,017 29 Jul 2021 Direct
transaction AN Common Stock, par value $0.01 per share Sale $4,528,699 -37,297 -23% $121.42 125,720 29 Jul 2021 Direct F2
transaction AN Common Stock, par value $0.01 per share Sale $1,259,088 -10,435 -8.3% $120.66 115,285 29 Jul 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AN Employee Stock Option (right to buy) Options Exercise $0 -47,932 -100% $0.000000* 0 28 Jul 2021 Common Stock, par value $0.01 per share 47,932 $52.53 Direct F4
transaction AN Employee Stock Option (right to buy) Options Exercise $0 -47,732 -100% $0.000000* 0 29 Jul 2021 Common Stock, par value $0.01 per share 47,732 $58.29 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $116.56 to $117.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2 This transaction was executed in multiple trades at prices ranging from $120.84 to $121.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3 This transaction was executed in multiple trades at prices ranging from $120.56 to $120.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4 The option became exercisable in 25% annual increments on each of the first four anniversaries of March 1, 2016.
F5 The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2014.