Marc G. Cannon - Jul 20, 2021 Form 4 Insider Report for AUTONATION, INC. (AN)

Signature
/s/ C. Coleman Edmunds, Attorney-in-Fact
Stock symbol
AN
Transactions as of
Jul 20, 2021
Transactions value $
-$204,960
Form type
4
Date filed
7/22/2021, 05:21 PM
Next filing
Aug 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AN Common Stock, par value $0.01 per share Options Exercise +1.04K +6.92% 16K Jul 20, 2021 Direct F1
transaction AN Common Stock, par value $0.01 per share Tax liability -$55K -482 -3.01% $114.17 15.6K Jul 20, 2021 Direct
transaction AN Common Stock, par value $0.01 per share Sale -$150K -1.36K -8.76% $110.00 14.2K Jul 20, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AN Restricted Stock Units Options Exercise $0 -1.04K -24.99% $0.00 3.12K Jul 20, 2021 Common Stock, par value $0.01 per share 1.04K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2 Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2021.
F3 The reporting person received a grant of 4,153 restricted stock units on July 20, 2020. The restricted stock units vest in 25% annual increments on each of July 20, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.