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Signature
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/s/ Sam Whittington, Attorney-in-Fact for Timothy D. Cook
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Stock symbol
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AAPL
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Transactions as of
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Apr 1, 2024
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Transactions value $
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-$33,258,614
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Form type
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4
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Date filed
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4/3/2024, 06:31 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
AAPL |
Common Stock |
Options Exercise |
|
+196K |
+5.99% |
|
3.48M |
Apr 1, 2024 |
Direct |
F1, F2, F3 |
transaction |
AAPL |
Common Stock |
Sale |
-$16.9M |
-99.2K |
-2.85% |
$170.03 |
3.38M |
Apr 1, 2024 |
Direct |
F3, F4 |
transaction |
AAPL |
Common Stock |
Sale |
-$16.4M |
-97.1K |
-2.87% |
$168.62 |
3.28M |
Apr 2, 2024 |
Direct |
F3, F5, F6 |
transaction |
AAPL |
Common Stock |
Sale |
-$27.9K |
-165 |
-0.01% |
$169.30 |
3.28M |
Apr 2, 2024 |
Direct |
F3, F5 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
AAPL |
Restricted Stock Unit |
Options Exercise |
|
-111K |
-50% |
|
111K |
Apr 1, 2024 |
Common Stock |
111K |
|
Direct |
F1, F7 |
transaction |
AAPL |
Restricted Stock Unit |
Options Exercise |
|
-85.1K |
-33.33% |
|
170K |
Apr 1, 2024 |
Common Stock |
85.1K |
|
Direct |
F1, F8 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: