Chris Kondo - Oct 15, 2023 Form 4 Insider Report for Apple Inc. (AAPL)

Role: Principal Accounting Officer
Signature: /s/ Sam Whittington, Attorney-in-Fact for Chris Kondo
Stock symbol: AAPL
Transactions as of: Oct 15, 2023
Transactions value $: -$942,897
Form type: 4
Date filed: 10/17/2023, 06:30 PM
Previous filing: Oct 3, 2023
Next filing: Nov 14, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAPL	Common Stock	Options Exercise		+10.8K	+31.74%		44.8K	Oct 15, 2023	Direct	F1, F2
transaction	AAPL	Common Stock	Tax liability	-$943K	-5.27K	-11.78%	$178.85	39.5K	Oct 15, 2023	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AAPL	Restricted Stock Unit	Options Exercise		-4.57K	-100%		0	Oct 15, 2023	Common Stock	4.57K		Direct	F1, F4
transaction	AAPL	Restricted Stock Unit	Options Exercise		-2.23K	-33.33%		4.45K	Oct 15, 2023	Common Stock	2.23K		Direct	F1, F5
transaction	AAPL	Restricted Stock Unit	Options Exercise		-1.91K	-20%		7.66K	Oct 15, 2023	Common Stock	1.91K		Direct	F1, F6
transaction	AAPL	Restricted Stock Unit	Options Exercise		-2.08K	-14.28%		12.5K	Oct 15, 2023	Common Stock	2.08K		Direct	F1, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2	The number of securities reported reflects the acquisition on July 31, 2023 of 34 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2023 through July 31, 2023.
F3	Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
F4	This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2023.
F5	This award was granted on September 27, 2020. 12.5% of the award vested on April 15, 2021 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2024, assuming continued employment through the applicable vesting date.
F6	This award was granted on September 26, 2021. 12.5% of the award vested on April 15, 2022 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2025, assuming continued employment through the applicable vesting date.
F7	This award was granted on September 25, 2022. 12.5% of the award vested on April 15, 2023 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2026, assuming continued employment through the applicable vesting date.