-
Signature
-
/s/ Sam Whittington, Attorney-in-Fact for Timothy D. Cook
-
Stock symbol
-
AAPL
-
Transactions as of
-
Apr 1, 2023
-
Transactions value $
-
-$18,373,232
-
Form type
-
4
-
Date filed
-
4/4/2023, 06:31 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
AAPL |
Common Stock |
Options Exercise |
|
+111K |
+3.39% |
|
3.39M |
Apr 1, 2023 |
Direct |
F1, F2, F3 |
transaction |
AAPL |
Common Stock |
Tax liability |
-$9.11M |
-55.3K |
-1.63% |
$164.90 |
3.34M |
Apr 1, 2023 |
Direct |
F3, F4 |
transaction |
AAPL |
Common Stock |
Sale |
-$4.38M |
-26.6K |
-0.8% |
$164.67 |
3.31M |
Apr 3, 2023 |
Direct |
F3, F5, F6 |
transaction |
AAPL |
Common Stock |
Sale |
-$4.88M |
-29.4K |
-0.89% |
$165.62 |
3.28M |
Apr 3, 2023 |
Direct |
F3, F5, F7 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
AAPL |
Restricted Stock Unit |
Options Exercise |
|
-111K |
-33.33% |
|
223K |
Apr 1, 2023 |
Common Stock |
111K |
|
Direct |
F1, F8 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: