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Signature
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/s/ Sam Whittington, Attorney-in-Fact for Katherine L. Adams
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Stock symbol
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AAPL
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Transactions as of
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Apr 1, 2023
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Transactions value $
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-$24,711,869
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Form type
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4
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Date filed
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4/4/2023, 06:31 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
AAPL |
Common Stock |
Gift |
$0 |
-2.28K |
-0.53% |
$0.00 |
425K |
Dec 9, 2022 |
Direct |
|
transaction |
AAPL |
Common Stock |
Options Exercise |
|
+150K |
+35.2% |
|
575K |
Apr 1, 2023 |
Direct |
F1, F2 |
transaction |
AAPL |
Common Stock |
Tax liability |
-$12.8M |
-77.5K |
-13.47% |
$164.90 |
497K |
Apr 1, 2023 |
Direct |
F3 |
transaction |
AAPL |
Common Stock |
Sale |
-$5.5M |
-33.4K |
-6.72% |
$164.71 |
464K |
Apr 3, 2023 |
Direct |
F4, F5 |
transaction |
AAPL |
Common Stock |
Sale |
-$6.44M |
-38.8K |
-8.37% |
$165.81 |
425K |
Apr 3, 2023 |
Direct |
F4, F6 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
AAPL |
Restricted Stock Unit |
Options Exercise |
|
-59.1K |
-100% |
|
0 |
Apr 1, 2023 |
Common Stock |
59.1K |
|
Direct |
F1, F7 |
transaction |
AAPL |
Restricted Stock Unit |
Options Exercise |
|
-60.9K |
-50% |
|
60.9K |
Apr 1, 2023 |
Common Stock |
60.9K |
|
Direct |
F1, F8 |
transaction |
AAPL |
Restricted Stock Unit |
Options Exercise |
|
-29.7K |
-33.33% |
|
59.4K |
Apr 1, 2023 |
Common Stock |
29.7K |
|
Direct |
F1, F9 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: