Chris Kondo - Apr 15, 2022 Form 4 Insider Report for Apple Inc. (AAPL)

Signature
/s/ Sam Whittington, Attorney-in-Fact for Chris Kondo
Stock symbol
AAPL
Transactions as of
Apr 15, 2022
Transactions value $
-$915,211
Form type
4
Date filed
4/19/2022, 06:30 PM
Previous filing
Nov 16, 2021
Next filing
Sep 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAPL Common Stock Options Exercise +13.1K +35.23% 50.5K Apr 15, 2022 Direct F1, F2
transaction AAPL Common Stock Tax liability -$915K -5.54K -10.97% $165.29 44.9K Apr 15, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAPL Restricted Stock Unit Options Exercise -4.43K -50.02% 4.43K Apr 15, 2022 Common Stock 4.43K Direct F1, F4
transaction AAPL Restricted Stock Unit Options Exercise -4.57K -25.01% 13.7K Apr 15, 2022 Common Stock 4.57K Direct F1, F5
transaction AAPL Restricted Stock Unit Options Exercise -2.23K -16.67% 11.1K Apr 15, 2022 Common Stock 2.23K Direct F1, F6
transaction AAPL Restricted Stock Unit Options Exercise -1.92K -12.5% 13.4K Apr 15, 2022 Common Stock 1.92K Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2 The number of securities reported reflects the acquisition on January 31, 2022 of 115 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022.
F3 Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
F4 This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.
F5 This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date.
F6 This award was granted on September 27, 2020. 12.5% of the award vested on April 15, 2021 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2024, assuming continued employment through the applicable vesting date.
F7 This award was granted on September 26, 2021. 12.5% of the award vested on April 15, 2022 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2025, assuming continued employment through the applicable vesting date.