Jeffrey E. Williams - 01 Apr 2022 Form 4 Insider Report for Apple Inc. (AAPL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Apr 2022, 18:33:35 UTC
Prior SEC filing
05 Oct 2021
Next SEC filing
27 Sep 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sam Whittington, Attorney-in-Fact for Jeffrey E. Williams

Key filing fact

Jeffrey E. Williams filed Form 4 for Apple Inc. (AAPL) on 05 Apr 2022.

Key facts

  • This page summarizes Jeffrey E. Williams's Form 4 filing for Apple Inc. (AAPL).
  • 7 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 05 Apr 2022, 18:33.

Change

  • Previous filing in this sequence was filed on 05 Oct 2021.
  • Current net transaction value: -$36,086,483.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AAPL transaction

Common Stock

Options Exercise

Transaction value
Shares
+204,932
Change %
+42%
Price
Shares after
694,594
Date
01 Apr 2022
Ownership
Direct
Footnotes
F1, F2, F3
AAPL transaction

Common Stock

Tax liability

Transaction value
$17,262,094
Shares
-99,031
Change %
-14%
Price
$174.31
Shares after
595,563
Date
01 Apr 2022
Ownership
Direct
Footnotes
F3, F4
AAPL transaction

Common Stock

Sale

Transaction value
$11,209,083
Shares
-63,164
Change %
-11%
Price
$177.46
Shares after
532,399
Date
04 Apr 2022
Ownership
Direct
Footnotes
F3, F5, F6
AAPL transaction

Common Stock

Sale

Transaction value
$7,615,306
Shares
-42,737
Change %
-8%
Price
$178.19
Shares after
489,662
Date
04 Apr 2022
Ownership
Direct
Footnotes
F3, F5, F7

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AAPL transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-84,932
Change %
-100%
Price
Shares after
0
Date
01 Apr 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
84,932
Exercise price
Footnotes
F1, F8
AAPL transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-59,064
Change %
-50%
Price
Shares after
59,064
Date
01 Apr 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
59,064
Exercise price
Footnotes
F1, F9
AAPL transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-60,936
Change %
-33%
Price
Shares after
121,864
Date
01 Apr 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
60,936
Exercise price
Footnotes
F1, F10
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Footnote F2

The number of securities reported reflects the acquisition on January 31, 2022 of 172 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022.

Footnote F3

The shares are held through Mr. Williams' living trust.

Footnote F4

Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

Footnote F5

This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.

Footnote F6

This transaction was executed in multiple trades at prices ranging from $177.01 to $178.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Footnote F7

This transaction was executed in multiple trades at prices ranging from $178.01 to $178.455; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Footnote F8

This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020, April 1, 2021, and April 1, 2022.

Footnote F9

This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on April 1, 2022. 59,064 restricted stock units are scheduled to vest on April 1, 2023, assuming continued employment through the applicable vesting date.

Footnote F10

This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units are scheduled to vest on each of April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.

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