Chris Kondo - Oct 15, 2021 Form 4 Insider Report for Apple Inc. (AAPL)

Role: Principal Accounting Officer
Signature: /s/ Sam Whittington, Attorney-in-Fact for Chris Kondo
Stock symbol: AAPL
Transactions as of: Oct 15, 2021
Transactions value $: -$1,243,596
Form type: 4
Date filed: 10/19/2021, 06:30 PM
Previous filing: Sep 28, 2021
Next filing: Nov 16, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAPL	Common Stock	Options Exercise		+17.6K	+47.29%		54.8K	Oct 15, 2021	Direct	F1, F2
transaction	AAPL	Common Stock	Tax liability	-$1.24M	-8.59K	-15.67%	$144.84	46.2K	Oct 15, 2021	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AAPL	Restricted Stock Unit	Options Exercise		-6.37K	-100%		0	Oct 15, 2021	Common Stock	6.37K		Direct	F1, F4
transaction	AAPL	Restricted Stock Unit	Options Exercise		-4.43K	-33.32%		8.86K	Oct 15, 2021	Common Stock	4.43K		Direct	F1, F5
transaction	AAPL	Restricted Stock Unit	Options Exercise		-4.57K	-19.99%		18.3K	Oct 15, 2021	Common Stock	4.57K		Direct	F1, F6
transaction	AAPL	Restricted Stock Unit	Options Exercise		-2.23K	-14.29%		13.4K	Oct 15, 2021	Common Stock	2.23K		Direct	F1, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2	The number of securities reported reflects the acquisition on July 30, 2021 of 59 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2021 through July 31, 2021.
F3	Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
F4	This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2021.
F5	This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.
F6	This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date.
F7	This award was granted on September 27, 2020. 12.5% of the award vested on April 15, 2021 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2024, assuming continued employment through the applicable vesting date.