John K. Adams Jr - Mar 22, 2024 Form 4/A Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ P. Blake Allen, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Mar 22, 2024
Transactions value $
-$668,210
Form type
4/A
Date filed
3/28/2024, 08:45 PM
Date Of Original Report
Mar 26, 2024
Previous filing
May 24, 2023
Next filing
May 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $245K +7.84K +17.36% $31.21* 53K Mar 22, 2024 Direct F1
transaction SCHW Common Stock Options Exercise $228K +7.87K +14.85% $28.96* 60.8K Mar 22, 2024 Direct F1
transaction SCHW Common Stock Sale -$1.14M -15.7K -25.81% $72.64 45.1K Mar 22, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The original Form 4, filed on March 26, 2024, is being amended solely to correct an administrative error, which inadvertently excluded from post-transaction holdings 673.8678 shares acquired through dividend reinvestment.