John K. Adams Jr. - 22 Mar 2024 Form 4/A Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ P. Blake Allen, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
22 Mar 2024
Net transactions value
-$668,210
Form type
4/A
Filing time
28 Mar 2024, 20:45:47 UTC
Date Of Original Report
26 Mar 2024
Previous filing
24 May 2023
Next filing
31 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $244,530 +7,835 +17% $31.21* 52,960 22 Mar 2024 Direct F1
transaction SCHW Common Stock Options Exercise $227,799 +7,866 +15% $28.96* 60,826 22 Mar 2024 Direct F1
transaction SCHW Common Stock Sale $1,140,539 -15,701 -26% $72.64 45,125 22 Mar 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The original Form 4, filed on March 26, 2024, is being amended solely to correct an administrative error, which inadvertently excluded from post-transaction holdings 673.8678 shares acquired through dividend reinvestment.