Stephen A. Ellis - Dec 15, 2023 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ Kristopher R. Tate, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Dec 15, 2023
Transactions value $
$58,018
Form type
4
Date filed
12/19/2023, 08:44 PM
Previous filing
Oct 4, 2023
Next filing
Jan 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $58K +2.25K +43.65% $25.82 7.4K Dec 15, 2023 Direct F1
holding SCHW Common Stock 106K Dec 15, 2023 by Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -2.25K -100% $0.00* 0 Dec 15, 2023 Common Stock 2.25K $25.82 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the contribution of 2,247 shares received upon exercise of the option to a trust.
F2 Includes 1,359.6073 shares acquired through dividend reinvestment and 2,593 shares previously owned directly that were contributed to a trust.
F3 The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.