Mary K.w. Jones - 14 Dec 2022 Form 4 Insider Report for DEERE & CO (DE)

Role
Sr VP, General Counsel & PA
Signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
Issuer symbol
DE
Transactions as of
14 Dec 2022
Net transactions value
-$464,308
Form type
4
Filing time
16 Dec 2022, 10:04:58 UTC
Previous filing
13 Dec 2022
Next filing
18 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DE $1 Par Common Stock Award $0 +1,180 +1.7% $0.000000 70,739 14 Dec 2022 Direct F1
transaction DE $1 Par Common Stock Tax liability $464,308 -1,059 -1.5% $438.44 69,680 14 Dec 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DE Market Priced Options Award $0 +5,309 $0.000000 5,309 14 Dec 2022 Common Stock 5,309 $438.44 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy income tax obligations.
F2 Exempt withholding of shares to satisfy tax withholding obligations upon settlement of deferred restricted stock units for unrestricted shares.
F3 Includes 7,565 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.
F4 All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5 The options become exercisable in three approximately equal installments on December 14, 2023, 2024, and 2025.