Mary K.W. Jones - Dec 14, 2022 Form 4 Insider Report for DEERE & CO (DE)

Role
Sr VP, General Counsel & PA
Signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
Stock symbol
DE
Transactions as of
Dec 14, 2022
Transactions value $
-$464,308
Form type
4
Date filed
12/16/2022, 10:04 AM
Previous filing
Dec 13, 2022
Next filing
May 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DE $1 Par Common Stock Award $0 +1.18K +1.7% $0.00 70.7K Dec 14, 2022 Direct F1
transaction DE $1 Par Common Stock Tax liability -$464K -1.06K -1.5% $438.44 69.7K Dec 14, 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DE Market Priced Options Award $0 +5.31K $0.00 5.31K Dec 14, 2022 Common Stock 5.31K $438.44 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy income tax obligations.
F2 Exempt withholding of shares to satisfy tax withholding obligations upon settlement of deferred restricted stock units for unrestricted shares.
F3 Includes 7,565 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.
F4 All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5 The options become exercisable in three approximately equal installments on December 14, 2023, 2024, and 2025.