Cory J. Reed - 27 Oct 2022 Form 4 Insider Report for DEERE & CO (DE)

Role
Pres Ag & Turf, Prod & Prec Ag
Signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
Issuer symbol
DE
Transactions as of
27 Oct 2022
Net transactions value
-$1,668,694
Form type
4
Filing time
31 Oct 2022, 12:00:43 UTC
Previous filing
17 Dec 2021
Next filing
01 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DE $1 Par Common Stock Options Exercise $1,017,609 +6,697 +22% $151.95 37,643 27 Oct 2022 Direct F1
transaction DE $1 Par Common Stock Sale $512,755 -1,283 -3.4% $399.65 36,360 27 Oct 2022 Direct F1, F2
transaction DE $1 Par Common Stock Sale $1,202,484 -3,000 -8.3% $400.83 33,360 27 Oct 2022 Direct F1, F3
transaction DE $1 Par Common Stock Sale $693,305 -1,726 -5.2% $401.68 31,634 27 Oct 2022 Direct F1, F4
transaction DE $1 Par Common Stock Sale $80,542 -200 -0.63% $402.71 31,434 27 Oct 2022 Direct F1, F5
transaction DE $1 Par Common Stock Sale $197,218 -488 -1.6% $404.14 30,946 27 Oct 2022 Direct F1, F6, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DE Market Priced Options Options Exercise $0 -6,697 -46% $0.000000 7,983 27 Oct 2022 Common Stock 6,697 $151.95 Direct F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted June 8, 2022.
F2 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $399.25 to $400.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 6.
F3 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.29 to $401.27, inclusive.
F4 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $401.42 to $402.30, inclusive.
F5 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $402.62 to $402.80, inclusive.
F6 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $403.72 to $404.40, inclusive.
F7 Includes 6,494 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
F8 All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F9 The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.