John H. Stone - May 26, 2022 Form 4 Insider Report for DEERE & CO (DE)

Signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
Stock symbol
DE
Transactions as of
May 26, 2022
Transactions value $
-$72,144,328
Form type
4
Date filed
5/31/2022, 02:43 PM
Previous filing
Dec 17, 2021
Next filing
Jul 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DE $1 Par Common Stock Options Exercise $474K +5.98K +28.36% $79.24* 27.1K May 26, 2022 Direct F1
transaction DE $1 Par Common Stock Sale -$348K -1.02K -3.78% $340.99 26K May 26, 2022 Direct F1, F2
transaction DE $1 Par Common Stock Sale -$703K -2.06K -7.89% $342.31 24K May 26, 2022 Direct F1, F3
transaction DE $1 Par Common Stock Sale -$963K -2.8K -11.69% $343.51 21.2K May 26, 2022 Direct F1, F4
transaction DE $1 Par Common Stock Sale -$34.4K -100 -0.47% $344.02 21.1K May 26, 2022 Direct F1
transaction DE $1 Par Common Stock Options Exercise $426K +4.24K +20.08% $100.55* 25.3K May 26, 2022 Direct F1
transaction DE $1 Par Common Stock Sale -$132K -387 -1.53% $341.57 24.9K May 26, 2022 Direct F1, F5
transaction DE $1 Par Common Stock Sale -$68.2M -199 -0.8% $342,905.00* 24.7K May 26, 2022 Direct F1, F6
transaction DE $1 Par Common Stock Sale -$138K -401 -1.62% $344.25 24.3K May 26, 2022 Direct F1, F7
transaction DE $1 Par Common Stock Sale -$374K -1.08K -4.45% $345.40 23.3K May 26, 2022 Direct F1, F8
transaction DE $1 Par Common Stock Sale -$361K -1.04K -4.47% $347.19 22.2K May 26, 2022 Direct F1, F9
transaction DE $1 Par Common Stock Sale -$323K -927 -4.17% $348.02 21.3K May 26, 2022 Direct F1, F10
transaction DE $1 Par Common Stock Sale -$69.8K -200 -0.94% $348.79 21.1K May 26, 2022 Direct F1
transaction DE $1 Par Common Stock Options Exercise $564K +3.71K +17.59% $151.95 24.8K May 26, 2022 Direct F1
transaction DE $1 Par Common Stock Sale -$80.9K -237 -0.96% $341.53 24.6K May 26, 2022 Direct F1, F11
transaction DE $1 Par Common Stock Sale -$227K -657 -2.68% $344.83 23.9K May 26, 2022 Direct F1, F12
transaction DE $1 Par Common Stock Sale -$223K -644 -2.69% $345.54 23.3K May 26, 2022 Direct F1, F13
transaction DE $1 Par Common Stock Sale -$208K -600 -2.58% $346.92 22.7K May 26, 2022 Direct F1, F14
transaction DE $1 Par Common Stock Sale -$442K -1.27K -5.61% $347.74 21.4K May 26, 2022 Direct F1, F15
transaction DE $1 Par Common Stock Sale -$105K -300 -1.4% $348.63 21.1K May 26, 2022 Direct F1, F16
transaction DE $1 Par Common Stock Options Exercise $477K +3.22K +15.27% $148.14 24.3K May 26, 2022 Direct F1
transaction DE $1 Par Common Stock Sale -$45K -132 -0.54% $340.99 24.2K May 26, 2022 Direct F1, F17
transaction DE $1 Par Common Stock Sale -$34.2K -100 -0.41% $342.00 24.1K May 26, 2022 Direct F1
transaction DE $1 Par Common Stock Sale -$311K -900 -3.74% $345.08 23.2K May 26, 2022 Direct F1, F18
transaction DE $1 Par Common Stock Sale -$104K -300 -1.29% $345.99 22.9K May 26, 2022 Direct F1, F19
transaction DE $1 Par Common Stock Sale -$350K -1.01K -4.41% $347.24 21.9K May 26, 2022 Direct F1, F20
transaction DE $1 Par Common Stock Sale -$271K -779 -3.56% $348.28 21.1K May 26, 2022 Direct F1, F21, F22

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DE Market Priced Options Options Exercise $0 +5.98K $0.00* 0 May 26, 2022 Common Stock 5.98K $79.20 Direct F1, F23, F24
transaction DE Market Priced Options Options Exercise $0 +4.24K $0.00* 0 May 26, 2022 Common Stock 4.24K $100.55 Direct F1, F23, F25
transaction DE Market Priced Options Options Exercise $0 +3.71K $0.00* 0 May 26, 2022 Common Stock 3.71K $151.95 Direct F1, F23, F26
transaction DE Market Priced Options Options Exercise $0 +3.22K $0.00* 0 May 26, 2022 Common Stock 3.22K $148.14 Direct F1, F23, F27
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F2 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.74 to $341.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 21.
F3 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.92 to $342.61, inclusive.
F4 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.01 to $343.94, inclusive.
F5 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.22 to $341.75, inclusive.
F6 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.56 to $343.50, inclusive.
F7 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.69 to $344.62, inclusive.
F8 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.09 to $345.91, inclusive.
F9 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.69 to $347.68, inclusive.
F10 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.70 to $348.62, inclusive.
F11 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.22 to $341.70, inclusive.
F12 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.19 to $345.14, inclusive.
F13 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.31 to $345.84, inclusive.
F14 The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.41 to $347.17, inclusive.
F15 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.45 to $348.10, inclusive.
F16 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.45 to $348.79, inclusive.
F17 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.92 to $341.22, inclusive.
F18 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.50 to $345.43, inclusive.
F19 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.56 to $346.41, inclusive.
F20 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.71 to $347.70, inclusive.
F21 The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.82 to $348.80, inclusive.
F22 Includes 4,266 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
F23 All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F24 The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018.
F25 The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.
F26 The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.
F27 The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021.