Markwart von Pentz - 14 Mar 2022 Form 4 Insider Report for DEERE & CO (DE)

Role
Pres, Ag & Turf, Sml Ag Turf
Signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
Issuer symbol
DE
Transactions as of
14 Mar 2022
Net transactions value
-$6,481,501
Form type
4
Filing time
15 Mar 2022, 11:09:17 UTC
Previous filing
17 Dec 2021
Next filing
13 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DE $1 Par Common Stock Options Exercise $735,551 +8,341 +12% $88.18* 78,066 14 Mar 2022 Direct F1
transaction DE $1 Par Common Stock Sale $3,278,013 -8,341 -11% $393.00 69,725 14 Mar 2022 Direct F1
transaction DE $1 Par Common Stock Sale $2,032,596 -5,172 -7.4% $393.00 64,553 14 Mar 2022 Direct F2
transaction DE $1 Par Common Stock Sale $1,906,443 -4,851 -7.5% $393.00 59,702 14 Mar 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DE Market Priced Options Options Exercise $0 -8,341 -100% $0.000000* 0 14 Mar 2022 Common Stock 8,341 $88.18 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise and stock sale plan adopted on December 13, 2021.
F2 Sale of shares pursuant to Rule 105-1 option exercise and stock sale plan adopted on December 13, 2021.
F3 Includes 6,274 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan.
F4 All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.
F5 The options became exercisable on December 10, 2017.