Rajesh Kalathur - Mar 7, 2022 Form 4 Insider Report for DEERE & CO (DE)

Role
President, JD Financial & CIO
Signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
Stock symbol
DE
Transactions as of
Mar 7, 2022
Transactions value $
-$10,389,737
Form type
4
Date filed
3/8/2022, 08:33 AM
Previous filing
Dec 17, 2021
Next filing
Dec 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DE $1 Par Common Stock Options Exercise $2.57M +32.4K +51.94% $79.24* 94.8K Mar 7, 2022 Direct F1
transaction DE $1 Par Common Stock Sale -$13M -32.4K -34.19% $400.00 62.4K Mar 7, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DE Market Priced Options Options Exercise $0 -32.4K -100% $0.00* 0 Mar 7, 2022 Common Stock 32.4K $79.24 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on June 1, 2021.
F2 Includes 6,450 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.
F3 All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4 The options became exercisable in three approximately equal installments on December 9, 2016, 2017, and 2018.