Cory J. Reed - 11 Aug 2021 Form 4 Insider Report for DEERE & CO (DE)

Role
Pres Ag & Turf, Prod & Prec Ag
Signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
Issuer symbol
DE
Transactions as of
11 Aug 2021
Net transactions value
-$1,760,177
Form type
4
Filing time
12 Aug 2021, 11:45:16 UTC
Next filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DE $1 Par Common Stock Options Exercise $622,203 +6,188 +24% $100.55* 31,649 11 Aug 2021 Direct F1
transaction DE $1 Par Common Stock Sale $2,382,380 -6,188 -20% $385.00 25,461 11 Aug 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DE Market Priced Options Options Exercise $0 -6,188 -100% $0.000000* 0 11 Aug 2021 Common Stock 6,188 $100.55 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of Rule 16b-3 options and related sale of shares for the exercise price and taxes pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on March 9, 2021.
F2 Includes 7,957 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.
F3 All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4 The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.