Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DE | $1 Par Common Stock | Options Exercise | $622K | +6.19K | +24.3% | $100.55* | 31.6K | Aug 11, 2021 | Direct | F1 |
transaction | DE | $1 Par Common Stock | Sale | -$2.38M | -6.19K | -19.55% | $385.00 | 25.5K | Aug 11, 2021 | Direct | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DE | Market Priced Options | Options Exercise | $0 | -6.19K | -100% | $0.00* | 0 | Aug 11, 2021 | Common Stock | 6.19K | $100.55 | Direct | F1, F3, F4 |
Id | Content |
---|---|
F1 | Exercise of Rule 16b-3 options and related sale of shares for the exercise price and taxes pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on March 9, 2021. |
F2 | Includes 7,957 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. |
F3 | All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. |
F4 | The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019. |