| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DE | $1 Par Common Stock | Options Exercise | $771K | +5.08K | +6.87% | $151.95 | 78.9K | Jun 2, 2021 | Direct | F1 |
| transaction | DE | $1 Par Common Stock | Sale | -$670K | -1.88K | -2.38% | $356.27 | 77.1K | Jun 2, 2021 | Direct | F1, F2 |
| transaction | DE | $1 Par Common Stock | Sale | -$107K | -300 | -0.39% | $357.41 | 76.8K | Jun 2, 2021 | Direct | F1, F3 |
| transaction | DE | $1 Par Common Stock | Sale | -$180K | -500 | -0.65% | $359.01 | 76.3K | Jun 2, 2021 | Direct | F1, F4 |
| transaction | DE | $1 Par Common Stock | Sale | -$324K | -900 | -1.18% | $360.07 | 75.4K | Jun 2, 2021 | Direct | F1, F5 |
| transaction | DE | $1 Par Common Stock | Sale | -$253K | -700 | -0.93% | $361.49 | 74.7K | Jun 2, 2021 | Direct | F1, F6 |
| transaction | DE | $1 Par Common Stock | Sale | -$252K | -696 | -0.93% | $362.41 | 74K | Jun 2, 2021 | Direct | F1, F7 |
| transaction | DE | $1 Par Common Stock | Sale | -$36.3K | -100 | -0.14% | $363.46 | 73.9K | Jun 2, 2021 | Direct | F1, F8 |
| transaction | DE | $1 Par Common Stock | Options Exercise | $1.38M | +9.35K | +12.65% | $148.14 | 83.2K | Jun 2, 2021 | Direct | F1 |
| transaction | DE | $1 Par Common Stock | Sale | -$1.24M | -3.49K | -4.2% | $356.28 | 79.7K | Jun 2, 2021 | Direct | F1, F9 |
| transaction | DE | $1 Par Common Stock | Sale | -$179K | -500 | -0.63% | $357.29 | 79.2K | Jun 2, 2021 | Direct | F1, F10 |
| transaction | DE | $1 Par Common Stock | Sale | -$284K | -791 | -1% | $358.71 | 78.4K | Jun 2, 2021 | Direct | F1, F11 |
| transaction | DE | $1 Par Common Stock | Sale | -$533K | -1.48K | -1.89% | $359.90 | 77K | Jun 2, 2021 | Direct | F1, F12 |
| transaction | DE | $1 Par Common Stock | Sale | -$253K | -701 | -0.91% | $360.73 | 76.3K | Jun 2, 2021 | Direct | F1, F13 |
| transaction | DE | $1 Par Common Stock | Sale | -$580K | -1.6K | -2.1% | $361.82 | 74.7K | Jun 2, 2021 | Direct | F1, F14 |
| transaction | DE | $1 Par Common Stock | Sale | -$247K | -680 | -0.91% | $362.56 | 74K | Jun 2, 2021 | Direct | F1, F15 |
| transaction | DE | $1 Par Common Stock | Sale | -$36.4K | -100 | -0.14% | $364.13 | 73.9K | Jun 2, 2021 | Direct | F1, F16 |
| transaction | DE | $1 Par Common Stock | Options Exercise | $4.23M | +24.9K | +33.72% | $169.70 | 98.8K | Jun 2, 2021 | Direct | F1 |
| transaction | DE | $1 Par Common Stock | Sale | -$3.29M | -9.22K | -9.34% | $356.83 | 89.6K | Jun 2, 2021 | Direct | F1, F17 |
| transaction | DE | $1 Par Common Stock | Sale | -$490K | -1.37K | -1.53% | $357.24 | 88.2K | Jun 2, 2021 | Direct | F1, F18 |
| transaction | DE | $1 Par Common Stock | Sale | -$323K | -900 | -1.02% | $358.55 | 87.3K | Jun 2, 2021 | Direct | F1, F19 |
| transaction | DE | $1 Par Common Stock | Sale | -$1.5M | -4.17K | -4.77% | $359.46 | 83.1K | Jun 2, 2021 | Direct | F1, F20 |
| transaction | DE | $1 Par Common Stock | Sale | -$914K | -2.54K | -3.05% | $360.38 | 80.6K | Jun 2, 2021 | Direct | F1, F21 |
| transaction | DE | $1 Par Common Stock | Sale | -$985K | -2.73K | -3.38% | $361.57 | 77.9K | Jun 2, 2021 | Direct | F1, F22 |
| transaction | DE | $1 Par Common Stock | Sale | -$1.37M | -3.79K | -4.87% | $362.32 | 74.1K | Jun 2, 2021 | Direct | F1, F23 |
| transaction | DE | $1 Par Common Stock | Sale | -$73K | -200 | -0.27% | $364.79 | 73.9K | Jun 2, 2021 | Direct | F1, F24, F25 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DE | Market Priced Options | Options Exercise | $0 | -5.08K | -100% | $0.00* | 0 | Jun 2, 2021 | Common Stock | 5.08K | $151.95 | Direct | F1, F26 |
| transaction | DE | Market Priced Options | Options Exercise | $0 | -9.35K | -66.99% | $0.00 | 4.61K | Jun 2, 2021 | Common Stock | 9.35K | $148.14 | Direct | F1, F26, F27 |
| transaction | DE | Market Priced Options | Options Exercise | $0 | -24.9K | -34% | $0.00 | 48.4K | Jun 2, 2021 | Common Stock | 24.9K | $169.70 | Direct | F1, F26 |
| Id | Content |
|---|---|
| F1 | Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 4, 2021. |
| F2 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.92 to $356.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 24. |
| F3 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.96 to $357.90, inclusive. |
| F4 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.70 to $359.34, inclusive. |
| F5 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.72 to $360.52, inclusive. |
| F6 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.87 to $361.85, inclusive. |
| F7 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.89 to $362.83, inclusive. |
| F8 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.44 to $363.64, inclusive. |
| F9 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.84 to $356.81, inclusive. |
| F10 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.89 to $357.70, inclusive. |
| F11 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.25 to $358.98, inclusive. |
| F12 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.34 to $360.29, inclusive. |
| F13 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.34 to $361.13, inclusive. |
| F14 | The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.37 to $362.20, inclusive. |
| F15 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 362.43 to $362.78, inclusive. |
| F16 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.13 to $364.18, inclusive. |
| F17 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.87 to $356.81, inclusive. |
| F18 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.87 to $357.70, inclusive. |
| F19 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.90 to $358.89, inclusive. |
| F20 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.92 to $359.91, inclusive. |
| F21 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.93 to $360.92, inclusive. |
| F22 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.94 to $361.93, inclusive. |
| F23 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.95 to $362.83, inclusive. |
| F24 | The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.60 to $364.97, inclusive. |
| F25 | Includes 23,453 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. |
| F26 | All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. |
| F27 | The options became exercisable in two approximately equal tranches on December 12, 2019 and 2020. |