RYAN D. CAMPBELL - 01 Jun 2021 Form 4 Insider Report for DEERE & CO (DE)

Role
Sr VP & CFO
Signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney
Issuer symbol
DE
Transactions as of
01 Jun 2021
Net transactions value
-$2,462,727
Form type
4
Filing time
02 Jun 2021, 11:06:37 UTC
Next filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DE $1 Par Common Stock Options Exercise $563,734 +3,710 +37% $151.95 13,693 01 Jun 2021 Direct F1
transaction DE $1 Par Common Stock Sale $1,354,855 -3,710 -27% $365.19 9,983 01 Jun 2021 Direct F1
transaction DE $1 Par Common Stock Options Exercise $306,057 +2,066 +21% $148.14 12,049 01 Jun 2021 Direct F1
transaction DE $1 Par Common Stock Sale $754,483 -2,066 -17% $365.19 9,983 01 Jun 2021 Direct F1
transaction DE $1 Par Common Stock Options Exercise $1,061,813 +6,257 +63% $169.70 16,240 01 Jun 2021 Direct F1
transaction DE $1 Par Common Stock Sale $2,284,994 -6,257 -39% $365.19 9,983 01 Jun 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DE Market Priced Options Options Exercise $0 -3,710 -100% $0.000000* 0 01 Jun 2021 Common Stock 3,710 $151.95 Direct F1, F3, F4
transaction DE Market Priced Options Options Exercise $0 -2,066 -67% $0.000000 1,019 01 Jun 2021 Common Stock 2,066 $148.14 Direct F1, F3, F5
transaction DE Market Priced Options Options Exercise $0 -6,257 -34% $0.000000 12,146 01 Jun 2021 Common Stock 6,257 $169.70 Direct F1, F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on March 1, 2021.
F2 Includes 5,760 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
F3 All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4 The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.
F5 The options became exercisable in two approximately equal tranches on December 12, 2019, and 2020.
F6 The options became exercisable on December 11, 2020.