| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HGTY | Class A Common Stock | Other | +1,800,000 | +3.3% | 56,040,881 | 05 Jul 2024 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HGTY | Warrants to purchase Class A Common Stock | Other | -9,000,000 | -100% | 0 | 05 Jul 2024 | Class A Common Stock | 9,000,000 | $11.50 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | The reported warrants were exchanged for shares of Class A Common Stock, at a rate of 0.20 shares of Class A Common Stock per warrant, pursuant to the terms of an exchange offer made by the Issuer that expired at one minute after 11:59 p.m., Eastern Time, on July 2, 2024. |
| F2 | Includes 4,240,881 shares of Class A Common Stock that the Reporting Person has the right to acquire within 60 days upon conversion of 5,302,226 shares of Series A Preferred Stock that are held directly by the Reporting Person, at the current conversion rate. |