BARCLAYS PLC - 13 Aug 2021 Form 3 Insider Report for Decarbonization Plus Acquisition Corp IV

Role
10%+ Owner
Signature
Suejean Mott
Issuer symbol
N/A
Transactions as of
13 Aug 2021
Net transactions value
$0
Form type
3
Filing time
17 Aug 2021, 12:22:48 UTC
Previous filing
23 Jul 2021
Next filing
19 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DCRDU Class A Ordinary Share, par value $0.0001 per share 3,328,600 13 Aug 2021 By Barclays Bank PLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DCRDU Redeemable Warrants 13 Aug 2021 Class A Ordinary Share 1,664,300 $11.50 By Barclays Bank PLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Beneficially owned Class a ordinary shares and redeemable warrants are comprised in Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant.
F2 The redeemable warrants will become exercisable on the later of 30 days after the completion of the issuer's initial business combination and 12 months from the closing of the initial public offering of the issuer's securities. The redeemable warrants will expire five years after the completion of the issuer's initial business combination or earlier upon the redemption by or liquidation of the issuer, as described in the prospectus for the issuer's initial public offering.

Remarks:

Name of person filing: Barclays PLC Barclays Bank PLC (controlled by Barclays PLC) Address of Principal Business office or, if none, Residence: a. Barclays PLC 1 Churchill Place London E14, 5HP, England b. Barclays Bank PLC 1 Churchill Place London E14, 5HP, England