David M. Maura - 02 Dec 2022 Form 4 Insider Report for Spectrum Brands Holdings, Inc. (SPB)

Role
Executive Chairman and CEO, Director
Signature
/s/ Rich Bretwisch, Attorney-in-fact for David M. Maura
Issuer symbol
SPB
Transactions as of
02 Dec 2022
Net transactions value
-$1,980,329
Form type
4
Filing time
06 Dec 2022, 17:16:47 UTC
Previous filing
29 Nov 2022
Next filing
24 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPB Common Stock Options Exercise $0 +76,587 +12% $0.000000 698,515 02 Dec 2022 Direct F1, F2
transaction SPB Common Stock Tax liability $1,980,329 -29,699 -4.3% $66.68 668,816 02 Dec 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPB Restricted Stock Units Options Exercise $0 +26,012 $0.000000* 0 02 Dec 2022 Common Stock 0 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes both time based (26,012) and performance based (50,575) restricted stock units that vested on December 2, 2022.
F2 Restricted stock units convert into common stock on one-for-one basis.
F3 Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock.
F4 On December 16, 2019, the reporting person was granted 26,012 time based restricted stock units that vested on December 2, 2022.