Randal Lewis - Dec 2, 2022 Form 4 Insider Report for Spectrum Brands Holdings, Inc. (SPB)

Role: EVP & COO
Signature: /s/ Rich Bretwisch, Attorney-in-fact for Randal D. Lewis
Stock symbol: SPB
Transactions as of: Dec 2, 2022
Transactions value $: -$928,986
Form type: 4
Date filed: 12/6/2022, 05:13 PM
Previous filing: Dec 17, 2021
Next filing: Jan 4, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPB	Common Stock	Options Exercise	$0	+31.2K	+45.66%	$0.00	99.5K	Dec 2, 2022	Lewis Revocable Trust	F1, F2
transaction	SPB	Common Stock	Tax liability	-$929K	-13.9K	-14%	$66.68	85.6K	Dec 2, 2022	Lewis Revocable Trust	F3

Showing 1 to 2 of 2 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SPB	Restricted Stock Units	Options Exercise	$0	+10.6K		$0.00^*	0	Dec 2, 2022	Common Stock	0		Direct	F2, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes both time based (10,597) and performance based (20,605) restricted stock units that vested on December 2, 2022.
F2	Restricted stock units convert into common stock on one-for-one basis.
F3	Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock.
F4	On December 16, 2019, the reporting person was granted 10,597 time based restricted stock units that vested on December 2, 2022.