Juan Carlos Puente - Apr 1, 2023 Form 3 Insider Report for WHIRLPOOL CORP /DE/ (WHR)

Role
EVP & PRES. WHIRLPOOL LAR
Signature
/s/ Bridget K. Quinn, Attorney-in-Fact
Stock symbol
WHR
Transactions as of
Apr 1, 2023
Transactions value $
$0
Form type
3
Date filed
4/7/2023, 05:44 PM
Next filing
May 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
holding WHR Common Stock 18,119 Apr 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WHR Employee Stock Options (Right to Buy) Apr 1, 2023 Common Stock 815 $139.36 Direct F2
holding WHR Employee Stock Options (Right to Buy) Apr 1, 2023 Common Stock 1,846 $152.16 Direct F3
holding WHR Employee Stock Options (Right to Buy) Apr 1, 2023 Common Stock 1,674 $199.93 Direct F4
holding WHR Employee Stock Options (Right to Buy) Apr 1, 2023 Common Stock 1,855 $196.62 Direct F5
holding WHR Employee Stock Options (Right to Buy) Apr 1, 2023 Common Stock 5,392 $145.00 Direct F6
holding WHR Restricted Stock Units Apr 1, 2023 Common Stock 3,000 Direct F7
holding WHR Restricted Stock Units Apr 1, 2023 Common Stock 3,000 Direct F8
holding WHR Restricted Stock Units Apr 1, 2023 Common Stock 3,500 Direct F9
holding WHR Restricted Stock Units Apr 1, 2023 Common Stock 10,000 Direct F10

Explanation of Responses:

Id Content
F1 Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.
F2 The reporting person was granted 2,446 options, which became exercisable in three substantially equal annual installments beginning on February 18, 2020 and 1,631 of which have been exercised.
F3 The reporting person was granted 2,771 options, which became exercisable in three substantially equal annual installments beginning on February 17, 2021 and 925 of which have been exercised.
F4 The options became exercisable in three substantially equal annual installments beginning on March 1, 2022 and the one remaining installment will become exercisable on March 1, 2024.
F5 The options became exercisable in three substantially equal annual installments beginning on March 1, 2023 and the two remaining installments will become exercisable on March 1, 2024 and March 1, 2025.
F6 The options become exercisable in three substantially equal annual installments beginning on March 1, 2024 and the two remaining installments will become exercisable on March 1, 2025 and March 1, 2026.
F7 The 3,000 restricted stock units granted on February 17, 2020 have one remaining vest date, August 1, 2024, for an amount of 1,500 restricted stock units, which will vest and convert one-for-one to shares on that date.
F8 The 3,000 restricted stock units granted on August 1, 2020 have one remaining vest date, August 1, 2024, for an amount of 1,500 restricted stock units, which will vest and convert one-for-one to shares on that date.
F9 The 3,500 restricted stock units granted on February 14, 2022 will vest equally and convert one-for-one to shares on August 1, 2025 and August 1, 2026.
F10 The 10,000 restricted stock units granted on December 15, 2022 will vest equally and convert one-for-one to shares on December 15, 2024 and December 15, 2026.