Richard K. Carnifax - 07 Aug 2025 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
COO and Interim CEO
Signature
/s/Richard K. Carnifax, by Bryan Allison, pursuant to Limited Power of Attorney dated May 7, 2024
Issuer symbol
UEIC
Transactions as of
07 Aug 2025
Net transactions value
-$4,619
Form type
4
Filing time
11 Aug 2025, 14:56:27 UTC
Previous filing
12 May 2025
Next filing
12 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Carnifax Richard K COO and Interim CEO 15147 N SCOTTSDALE RD STE H300, SCOTTSDALE /s/Richard K. Carnifax, by Bryan Allison, pursuant to Limited Power of Attorney dated May 7, 2024 11 Aug 2025 0001938060

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Options Exercise +1,167 +9.3% 13,759 07 Aug 2025 Direct F1
transaction UEIC Common Stock Tax liability $3,099 -488 -3.5% $6.35 13,271 07 Aug 2025 Direct F2, F3
transaction UEIC Common Stock Options Exercise +673 +5.1% 13,944 09 Aug 2025 Direct F1
transaction UEIC Common Stock Tax liability $1,520 -281 -2% $5.41 13,663 09 Aug 2025 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEIC Restricted Stock Units Options Exercise $0 -1,167 -11% $0.000000 9,016 07 Aug 2025 Common Stock 1,167 Direct F1, F4, F5
transaction UEIC Restricted Stock Units Options Exercise $0 -673 -7.5% $0.000000 8,343 09 Aug 2025 Common Stock 673 Direct F1, F4, F5
holding UEIC Performance Stock Units 92,433 07 Aug 2025 Common Stock 92,433 Direct F6, F7, F8
holding UEIC Employee Stock Option (Rt to Buy) 18,465 07 Aug 2025 Common Stock 18,465 Direct F9, F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3 Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4 The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F5 This figure represents an aggregate number of restricted stock units held by Reporting Person.
F6 Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F7 The performance stock units vest in accordance with the vesting schedule of each PSU Grant.
F8 This figure represents an aggregate number of performance stock units held by Reporting Person.
F9 Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F10 The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F11 This figure represents an aggregate number of stock options held by Reporting Person.