Paul D. Arling - Dec 11, 2024 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
CEO, Director
Signature
/s/Paul D. Arling, by Kristin Cazarez, pursuant to Limited Power of Attorney dated May 7, 2024
Stock symbol
UEIC
Transactions as of
Dec 11, 2024
Transactions value $
-$154,595
Form type
4
Date filed
12/12/2024, 06:29 PM
Previous filing
Nov 12, 2024
Next filing
Dec 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Sale -$155K -13.2K -4.44% $11.73 284K Dec 11, 2024 By Arling Family Trust F1, F2
holding UEIC Common Stock 1.8K Dec 11, 2024 Direct F1
holding UEIC Common Stock 1K Dec 11, 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UEIC Employee Stock Option (Rt to Buy) 419K Dec 11, 2024 Common Stock 0 Direct F3, F4, F5
holding UEIC Performance Stock Units 36K Dec 11, 2024 Common Stock 0 Direct F6, F7, F8
holding UEIC Restricted Stock Units 63.1K Dec 11, 2024 Common Stock 63.1K Direct F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The total shares held indirectly by the Arling Family Trust have been increased by 12,547 shares and the total shares held directly by Mr. Arling have been decreased by 12,547 shares to correctly reflect ownership form.
F2 These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
F3 Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4 The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F5 This figure represents an aggregate number of stock options held by Reporting Person.
F6 Each performance stock unit represents a contingent right to receive one share of UEI common stock.
F7 The performance stock units vest in accordance with the vesting schedule of each PSU grant.
F8 This figure represents an aggregate number of performance stock units held by Reporting Person.
F9 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F10 The restricted stock units vest in accordance with the vesting schedule of each RSU grant.