Sue Ann Hamilton - Jan 1, 2024 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
Director
Signature
/s/SueAnn R Hamilton, by Valerie J. Ballard, pursuant to Limited Power of Attorney dated November 12, 2019
Stock symbol
UEIC
Transactions as of
Jan 1, 2024
Transactions value $
$0
Form type
4
Date filed
1/3/2024, 04:57 PM
Previous filing
Dec 13, 2023
Next filing
Apr 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Options Exercise +1.25K +6.38% 20.8K Jan 1, 2024 See Footnote #2 F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEIC Restricted Stock Units Options Exercise $0 -1.25K -33.33% $0.00 2.5K Jan 1, 2024 Common Stock 1.25K Direct F1, F3
holding UEIC Employee Stock Option (Rt to Buy) 20K Jan 1, 2024 Common Stock 20K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.
F3 These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.
F4 Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5 This figure represents an aggregate number of stock options held by Reporting Person.