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Signature
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By: Trevor L. Kingston, Attorney-in-Fact For: Elizabeth F. Whited
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Stock symbol
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UNP
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Transactions as of
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Feb 14, 2024
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Transactions value $
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-$649,575
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Form type
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4
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Date filed
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2/16/2024, 05:19 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
UNP |
Common Stock |
Sale |
-$924K |
-3.75K |
-6.21% |
$246.36 |
56.7K |
Feb 14, 2024 |
Direct |
F1 |
| transaction |
UNP |
Common Stock |
Options Exercise |
$606K |
+3.75K |
+6.62% |
$161.57 |
60.4K |
Feb 14, 2024 |
Direct |
|
| transaction |
UNP |
Common Stock |
Sale |
-$938K |
-3.75K |
-6.21% |
$250.00 |
56.7K |
Feb 15, 2024 |
Direct |
F1 |
| transaction |
UNP |
Common Stock |
Options Exercise |
$606K |
+3.75K |
+6.62% |
$161.57 |
60.4K |
Feb 15, 2024 |
Direct |
|
| holding |
UNP |
Common Stock |
|
|
|
|
|
14.5K |
Feb 14, 2024 |
By Deferral Account |
F2 |
| holding |
UNP |
Common Stock |
|
|
|
|
|
23.6K |
Feb 14, 2024 |
by Trust |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
UNP |
Non-Qualified Stock Option (right to buy) |
Options Exercise |
$0 |
-3.75K |
-25% |
$0.00 |
11.3K |
Feb 14, 2024 |
Common Stock |
3.75K |
$161.57 |
Direct |
F3 |
| transaction |
UNP |
Non-Qualified Stock Option (right to buy) |
Options Exercise |
$0 |
-3.75K |
-33.33% |
$0.00 |
7.5K |
Feb 15, 2024 |
Common Stock |
3.75K |
$161.57 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: