| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UNP | Common Stock | Purchase | $999K | +4.5K | +742.04% | $222.00 | 5.11K | Nov 21, 2023 | Direct | F1, F2, F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This Form 4 filing was posted to the issuer's website on November 22, 2023, but as a result of an administrative error was not filed with the Securities and Exchange Commission until December 11, 2023. This form reports the purchase of all 4,500 shares purchased pursuant to the reporting person's Rule 10b5-1 trading arrangement, the terms of which were previously disclosed in Part II, Item 5 of the issuer's Quarterly Report on Form 10-Q for the quarter ended September 30, 3023. |
| F2 | This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2023. |
| F3 | This transaction was executed in multiple trades at prices ranging from $219.61 to $222.87. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |