Kenyatta G. Rocker - 23 Aug 2023 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
EVP MARKETING & SALES
Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Kenyatta G. Rocker
Issuer symbol
UNP
Transactions as of
23 Aug 2023
Net transactions value
-$1,486,584
Form type
4
Filing time
24 Aug 2023, 17:33:28 UTC
Previous filing
14 Aug 2023
Next filing
11 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Gift $0 -90 -0.19% $0.000000 46,581 21 Aug 2023 Direct F1
transaction UNP Common Stock Sale $1,005,314 -4,520 -9.7% $222.41 42,061 23 Aug 2023 Direct F2, F3
transaction UNP Common Stock Options Exercise $448,514 +4,180 +9.9% $107.30 46,241 23 Aug 2023 Direct
transaction UNP Common Stock Sale $929,785 -4,180 -9% $222.44 42,061 23 Aug 2023 Direct F2, F3
holding UNP Common Stock 350 23 Aug 2023 By Deferral Account
holding UNP Common Stock 1,980 23 Aug 2023 by Managed Account F4
holding UNP Common Stock 1,110 23 Aug 2023 by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -4,180 -100% $0.000000* 0 23 Aug 2023 Common Stock 4,180 $107.30 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person made a charitable contribution to a non-affiliated entity.
F2 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2023.
F3 This transaction was executed in multiple trades at prices ranging from $221.92 to $222.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan.
F5 This option became exercisable in three equal installments starting one year from the grant date.