Craig V Richardson - 16 May 2022 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
EVP CHIEF LEGAL OFFICER & CORP
Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Craig V. Richardson
Issuer symbol
UNP
Transactions as of
16 May 2022
Net transactions value
-$65,797
Form type
4
Filing time
17 May 2022, 17:31:19 UTC
Previous filing
12 May 2022
Next filing
14 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Options Exercise $268,574 +2,151 +13% $124.86 18,820 16 May 2022 Direct
transaction UNP Common Stock Tax liability $268,605 -1,164 -6.2% $230.76 17,656 16 May 2022 Direct
transaction UNP Common Stock Tax liability $65,767 -285 -1.6% $230.76 17,371 16 May 2022 Direct
holding UNP Common Stock 1,892 16 May 2022 By Deferral Account F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -2,151 -100% $0.000000* 0 16 May 2022 Common Stock 2,151 $124.86 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F2 This option became exercisable in three equal installments starting one year from the grant date.