Kenyatta G. Rocker - Apr 21, 2022 Form 4 Insider Report for UNION PACIFIC CORP (UNP)

Role
EVP MARKETING & SALES
Signature
By: Trevor L. Kingston, Attorney-in-Fact For: Kenyatta G. Rocker
Stock symbol
UNP
Transactions as of
Apr 21, 2022
Transactions value $
-$659,175
Form type
4
Date filed
4/22/2022, 06:05 PM
Previous filing
Apr 12, 2022
Next filing
May 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNP Common Stock Options Exercise $141K +1.32K +3.2% $107.30 42.5K Apr 21, 2022 Direct
transaction UNP Common Stock Sale -$330K -1.32K -3.1% $250.00 41.2K Apr 21, 2022 Direct
transaction UNP Common Stock Options Exercise $204K +2.7K +6.56% $75.52 43.9K Apr 21, 2022 Direct
transaction UNP Common Stock Sale -$675K -2.7K -6.15% $250.00 41.2K Apr 21, 2022 Direct
holding UNP Common Stock 350 Apr 21, 2022 By Deferral Account
holding UNP Common Stock 1.89K Apr 21, 2022 by Managed Account F1
holding UNP Common Stock 949 Apr 21, 2022 by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -2.7K -100% $0.00* 0 Apr 21, 2022 Common Stock 2.7K $75.52 Direct F2
transaction UNP Non-Qualified Stock Option (right to buy) Options Exercise $0 -1.32K -23.97% $0.00 4.18K Apr 21, 2022 Common Stock 1.32K $107.30 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan.
F2 This option became exercisable in three equal installments starting one year from the grant date.